CUSIP: 02043QAB3 Class: NOTE 1.000% 9/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Amundi | 5,000,000 | $735,150 |
| LOOMIS SAYLES & CO L P | 9,043 | $3,596 |
| Jefferies Financial Group Inc. | 620,000 | $914 |
| Invesco Ltd. | 2,500,000 | $3,676 |
| GOLDMAN SACHS GROUP INC | 1,419,000 | $2,086 |
| BNP Paribas Investment Partners S.A. | 4,750,000 | $7 |
| CITIGROUP INC | 619,000 | $910 |
| MORGAN STANLEY | 120,000 | $176 |
| NewEdge Advisors, LLC | 10,000 | $15 |
| MML INVESTORS SERVICES, LLC | 10,000 | $15 |
| CoreCap Advisors, LLC | 2,000 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 13,073 | 20,954 | +7,881 (+60.3%) |
| Warberg Asset Management LLC | 3,000,000 | 5,002,000 | +2,002,000 (+66.7%) |
| FMR LLC | 16,694,000 | 19,494,000 | +2,800,000 (+16.8%) |
| BlackRock, Inc. | 10,000,000 | 13,050,000 | +3,050,000 (+30.5%) |
| STATE STREET CORP | 21,170,000 | 21,920,000 | +750,000 (+3.5%) |
| WELLS FARGO & COMPANY/MN | 943,000 | 1,428,000 | +485,000 (+51.4%) |
| Calamos Advisors LLC | 365,000 | 372,000 | +7,000 (+1.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Voya Investment Management LLC | 169,990,000 | 139,790,000 | -30,200,000 (-17.8%) |
| MACKAY SHIELDS LLC | 15,188,000 | 14,838,000 | -350,000 (-2.3%) |
| BNP PARIBAS ARBITRAGE, SA | 25,078,000 | 17,318,000 | -7,760,000 (-30.9%) |
| BARCLAYS PLC | 5,144,000 | 27,000 | -5,117,000 (-99.5%) |
| JPMORGAN CHASE & CO | 3,305,000 | 1,203,000 | -2,102,000 (-63.6%) |
| Virtus ETF Advisers LLC | 47,000 | 36,000 | -11,000 (-23.4%) |
| FRANKLIN RESOURCES INC | 2,899,000 | 2,235,000 | -664,000 (-22.9%) |
| LORD, ABBETT & CO. LLC | 9,812,000 | 7,737,000 | -2,075,000 (-21.1%) |
| Union Bancaire Privee, UBP SA | 2,030,000 | 1,980,000 | -50,000 (-2.5%) |
| BANK OF AMERICA CORP /DE/ | 80,000 | 5,000 | -75,000 (-93.8%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 83,000 | 82,000 | -1,000 (-1.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| LMR Partners LLP | 15,000,000 | $24,684 |
| Parallax Volatility Advisers, L.P. | 11,184,000 | $18,381 |
| GABELLI FUNDS LLC | 2,000,000 | $3,300 |
| MACQUARIE GROUP LTD | 2,090,000 | $3,440 |
| WELLINGTON MANAGEMENT GROUP LLP | 2,504,000 | $4,130 |
| FIFTH THIRD BANCORP | 5,000 | $822 |
| AQR Arbitrage LLC | 130,000 | $214 |
| Bank of New York Mellon Corp | 850,000 | $1,380 |
| JANE STREET GROUP, LLC | 550,000 | $912 |
| Russell Investments Group, Ltd. | 20,000 | $33 |
| LAZARD ASSET MANAGEMENT LLC | 980,000 | $16 |