Ticker: EVNT CUSIP: 02210T207 Class: EVENT-DRIVEN ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Sonoma Allocations LLC | 348,455 | $4,053 |
| GTS SECURITIES LLC | 45,714 | $527 |
| UBS Group AG | 125 | $1 |
| MORGAN STANLEY | 1 | $0 |
| Total (4 institutions) | 394,295 | $4,581 |