AMERICAN WTR CAP CORP

CUSIP: 03040WBE4 Class: Convertible Debt

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 13,000 Value ($000) $13 Avg Close — Range —
Q3 2025
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q2 2025
Shares 18,000 Value ($000) $18 Avg Close — Range —
Q1 2025
Shares 18,000 Value ($000) $18 Avg Close — Range —
Q4 2024
Shares 18,000 Value ($000) $18 Avg Close — Range —