AMERICAN WTR CAP CORP

CUSIP: 03040WBE4 Class: Convertible Debt

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
D. E. Shaw & Co., Inc.94,081,000$93,753
CAMDEN ASSET MANAGEMENT L P /CA81,159,000$80,818
Aequim Alternative Investments LP80,000,000$79,764
Universal- Beteiligungs- und Servicegesellschaft mbH57,419,000$57,319
Calamos Advisors LLC56,022,000$55,834
MANUFACTURERS LIFE INSURANCE COMPANY, THE52,700,000$52,574
WELLINGTON MANAGEMENT GROUP LLP50,946,000$50,830
VICTORY CAPITAL MANAGEMENT INC49,218,000$49,023
Voya Investment Management LLC35,600,000$35,495
LAZARD ASSET MANAGEMENT LLC30,934,000$308
LMR Partners LLP30,000,000$29,899
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt26,000,000$25,916
Compass Rose Asset Management, LP25,000,000$24,925
STATE STREET CORP22,650,000$22,595
SUSQUEHANNA ADVISORS GROUP, INC.20,125,000$200
TORONTO DOMINION BANK20,000,000$19,859
ROYAL BANK OF CANADA16,636,000$16,579
Amundi15,000,000$1,493,700
PIER 88 INVESTMENT PARTNERS LLC14,980,000$14,917
BlackRock, Inc.12,200,000$12,149
BARCLAYS PLC11,453,000$11,413
BNP Paribas Investment Partners S.A.11,142,000$11
JPMORGAN CHASE & CO10,487,000$10,451
SOROS FUND MANAGEMENT LLC10,000,000$9,966
INCOME RESEARCH & MANAGEMENT9,668,000$9,627
RWC Asset Management LLP9,350,000$9,318
BNP PARIBAS ARBITRAGE, SA8,638,000$8,602
ZAZOVE ASSOCIATES LLC8,555,000$8,526
Thrivent Financial for Lutherans8,495,000$8
RATIONAL ADVISORS LLC8,110,000$8,076
Algebris (UK) Ltd8,000,000$7,977
FMR LLC7,694,000$7,662
TRUIST FINANCIAL CORP7,363,000$7,334
CITIGROUP INC6,388,000$6,361
OFI INVEST ASSET MANAGEMENT6,200,000$5,270
AQR Arbitrage LLC5,950,000$5,932
CONNING INC.5,650,000$5,626
BANK OF AMERICA CORP /DE/5,316,000$5,294
MORGAN STANLEY3,918,000$3,902
OAKTREE CAPITAL MANAGEMENT LP3,426,000$3,416
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$2,987
Nicholas Investment Partners, LP3,000,000$2,987
Man Group plc2,900,000$2,888
Warberg Asset Management LLC2,751,000$2,740
GROUPAMA ASSET MANAGMENT2,200,000$2,196
Police & Firemen's Retirement System of New Jersey2,140,000$2,132
WELLS FARGO & COMPANY/MN1,305,000$1,300
DEUTSCHE BANK AG\1,063,000$1,059
Kohlberg Kravis Roberts & Co. L.P.826,000$824
Zurcher Kantonalbank (Zurich Cantonalbank)700,000$697
Bank of New York Mellon Corp500,000$498
AEGON USA Investment Management, LLC500,000$498
Lombard Odier Asset Management (Europe) Ltd330,000$329
SSI INVESTMENT MANAGEMENT LLC233,000$232
&PARTNERS153,000$152
Capital Investment Advisory Services, LLC41,000$41
Steward Partners Investment Advisory, LLC23,000$23
MML INVESTORS SERVICES, LLC21,000$21
Squarepoint Ops LLC18,500$18,439
Cetera Investment Advisers17,000$17
Goldstein Advisors, LLC14,000$14
Traub Capital Management LLC14,000$14
LPL Financial LLC13,000$13
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,000$11
Candriam S.C.A.9,000$8,988
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,000$7
NOMURA HOLDINGS INC5,449$711
BARTLETT & CO. WEALTH MANAGEMENT LLC3,000$3
Laffer Tengler Investments, Inc.2,511$2,511
LOOMIS SAYLES & CO L P1,164$152
ODDO BHF ASSET MANAGEMENT SAS855$853
ABN AMRO INVESTMENT SOLUTIONS400$399
OSAIC HOLDINGS, INC.4$4
Total (73 institutions)968,275,883$2,404,970