CUSIP: 03209RAB9 Class: NOTE 2.000% 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Financial Sense Advisors, Inc. | 235,000 | $218 |
| BARCLAYS PLC | 242,000 | $224 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,000 | $9 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Context Capital Management, LLC | 19,200 | 31,700,000 | +31,680,800 (+165004.2%) |
| OAKTREE CAPITAL MANAGEMENT LP | 17,825,000 | 43,578,000 | +25,753,000 (+144.5%) |
| Empyrean Capital Partners, LP | 15,000,000 | 16,265,000 | +1,265,000 (+8.4%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 3,213,000 | 4,086,000 | +873,000 (+27.2%) |
| Russell Investments Group, Ltd. | 3,849,000 | 6,381,000 | +2,532,000 (+65.8%) |
| BlackRock, Inc. | 3,450,000 | 4,350,000 | +900,000 (+26.1%) |
| MORGAN STANLEY | 8,763,000 | 9,248,000 | +485,000 (+5.5%) |
| RAYMOND JAMES FINANCIAL INC | 14,000 | 38,000 | +24,000 (+171.4%) |
| LAZARD ASSET MANAGEMENT LLC | 943,000 | 2,472,000 | +1,529,000 (+162.1%) |
| INSIGNEO ADVISORY SERVICES, LLC | 11,000 | 15,000 | +4,000 (+36.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 42,357,000 | 28,473,000 | -13,884,000 (-32.8%) |
| SILVERBACK ASSET MANAGEMENT LLC | 10,008,000 | 9,080,000 | -928,000 (-9.3%) |
| MACKAY SHIELDS LLC | 11,610,000 | 8,733,000 | -2,877,000 (-24.8%) |
| Jefferies Financial Group Inc. | 4,385,000 | 318,000 | -4,067,000 (-92.7%) |
| WELLS FARGO & COMPANY/MN | 1,444,000 | 4,000 | -1,440,000 (-99.7%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,500,000 | 2,423,000 | -77,000 (-3.1%) |
| CSS LLC/IL | 2,557,000 | 2,510,000 | -47,000 (-1.8%) |
| ROYAL BANK OF CANADA | 2,118,000 | 1,610,000 | -508,000 (-24.0%) |
| JPMORGAN CHASE & CO | 1,708,000 | 1,233,000 | -475,000 (-27.8%) |
| CITIGROUP INC | 790,000 | 767,000 | -23,000 (-2.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| FIFTH THIRD BANCORP | 5,000 | $453 |
| NOMURA HOLDINGS INC | 22,875 | $610 |
| TRUIST FINANCIAL CORP | 511,000 | $463 |
| OPPENHEIMER ASSET MANAGEMENT INC. | 85,000 | $77 |
| JANE STREET GROUP, LLC | 100,000 | $91 |
| Balboa Wealth Partners | 14,000 | $13 |
| STEPHENS INC /AR/ | 26,000 | $24 |