APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

BANK OF NOVA SCOTIA's Holding History (CIK: 0000009631)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 21,208 Value ($000) $802 Avg Close $44.11 Range $36.70 - $65.75

Q3 2017

Shares 15,588 Value ($000) $1,008 Avg Close $70.67 Range $55.13 - $103.41

Q1 2016

Shares 58,752 Value ($000) $876 Avg Close $15.91 Range $11.34 - $18.96

Q4 2015

Shares 77,543 Value ($000) $1,331 Avg Close $18.15 Range $15.73 - $21.59

Q3 2015

Shares 93,060 Value ($000) $1,748 Avg Close $19.49 Range $15.54 - $22.79

Q1 2015

Shares 51,719 Value ($000) $718 Avg Close $10.97 Range $8.17 - $14.46

Q4 2014

Shares 86,592 Value ($000) $972 Avg Close $12.76 Range $9.26 - $16.66

Q3 2014

Shares 43,836 Value ($000) $706 Avg Close $19.83 Range $15.61 - $24.10

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	21,208	$802	$44.11	$36.70 - $65.75
Q3 2017	15,588	$1,008	$70.67	$55.13 - $103.41
Q1 2016	58,752	$876	$15.91	$11.34 - $18.96
Q4 2015	77,543	$1,331	$18.15	$15.73 - $21.59
Q3 2015	93,060	$1,748	$19.49	$15.54 - $22.79
Q1 2015	51,719	$718	$10.97	$8.17 - $14.46
Q4 2014	86,592	$972	$12.76	$9.26 - $16.66
Q3 2014	43,836	$706	$19.83	$15.61 - $24.10