APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.5,306,432$184,982
VANGUARD GROUP INC4,982,660$173,696
Invesco Ltd.3,512,309$122,439
PRICE T ROWE ASSOCIATES INC /MD/2,229,757$78
OBERWEIS ASSET MANAGEMENT INC/2,039,641$71,102
HAWK RIDGE CAPITAL MANAGEMENT LP1,700,900$59,293
MORGAN STANLEY1,699,855$59,257
JANE STREET GROUP, LLC1,682,894$58,666
STATE STREET CORP1,606,236$55,993
GEODE CAPITAL MANAGEMENT, LLC1,512,902$52,750
D. E. Shaw & Co., Inc.1,366,856$47,649
Hood River Capital Management LLC1,275,621$44,468
GOLDMAN SACHS GROUP INC967,305$33,720
BNP PARIBAS ARBITRAGE, SA955,287$33,301
UBS Group AG951,065$33,154
ROYCE & ASSOCIATES LP773,948$26,980
Artemis Investment Management LLP772,324$26,923
EMERALD ADVISERS, LLC670,577$23,376
CITADEL ADVISORS LLC551,297$19,218
CHARLES SCHWAB INVESTMENT MANAGEMENT INC528,343$18,418
NORTHERN TRUST CORP526,928$18,369
DRIEHAUS CAPITAL MANAGEMENT LLC507,473$17,691
GILDER GAGNON HOWE & CO LLC475,015$16,559
NEXT CENTURY GROWTH INVESTORS LLC465,288$16,220
KENNEDY CAPITAL MANAGEMENT LLC447,109$15,586
Penn Capital Management Company, LLC446,032$15,565
DIMENSIONAL FUND ADVISORS LP418,219$14,584
EMERALD MUTUAL FUND ADVISERS TRUST399,050$13,911
RAYMOND JAMES FINANCIAL INC379,221$13,564
Steward Partners Investment Advisory, LLC366,417$12,773
SUSQUEHANNA INTERNATIONAL GROUP, LLP329,471$11,485
BANK OF AMERICA CORP /DE/325,842$11,359
NEW YORK STATE COMMON RETIREMENT FUND315,039$10,982
SILVERCREST ASSET MANAGEMENT GROUP LLC266,272$9,282
TWO SIGMA INVESTMENTS, LP263,616$9,190
FIRST TRUST ADVISORS LP242,010$8,436
BARCLAYS PLC235,704$8,217
Portolan Capital Management, LLC228,458$7,964
Nuveen, LLC225,288$7,854
1492 Capital Management LLC215,987$7,529
IMC-Chicago, LLC203,249$7,085
Squarepoint Ops LLC193,153$6,733
RICE HALL JAMES & ASSOCIATES, LLC171,570$5,981
BALYASNY ASSET MANAGEMENT L.P.166,364$5,799
SIMPLEX TRADING, LLC162,908$5,679
Bank of New York Mellon Corp162,181$5,654
GROUP ONE TRADING, L.P.160,726$5,603
Allspring Global Investments Holdings, LLC144,727$5,731
SCALAR GAUGE MANAGEMENT, LLC137,000$4,776
FMR LLC133,534$4,655
SEI INVESTMENTS CO123,651$4,310
Swiss National Bank116,800$4,072
Roubaix Capital, LLC108,275$3,774
Walleye Trading LLC102,588$3,576
Jain Global LLC100,731$3,511
TUDOR INVESTMENT CORP ET AL95,133$3,316
F/M Investments LLC94,120$3,281
UBS ASSET MANAGEMENT AMERICAS INC93,485$3,259
WELLS FARGO & COMPANY/MN88,822$3,096
Atika Capital Management LLC87,657$3,056
Verition Fund Management LLC87,312$3,044
SG Americas Securities, LLC85,253$3
ALGERT GLOBAL LLC82,092$3
COMMONWEALTH EQUITY SERVICES, LLC80,964$2,822
Zweig-DiMenna Associates LLC78,500$2,737
JAT Capital Mgmt LP71,500$2,492
RHUMBLINE ADVISERS71,089$2,478
Russell Investments Group, Ltd.69,978$2,439
Legal & General Group Plc69,745$2,431
Walleye Capital LLC63,343$2,208
DARK FOREST CAPITAL MANAGEMENT LP63,183$2,203
MARSHALL WACE, LLP60,809$2,120
ALLIANCEBERNSTEIN L.P.59,012$2,057
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM57,199$1,994
JPMORGAN CHASE & CO55,465$1,934
Y-Intercept (Hong Kong) Ltd55,271$1,927
AMERIPRISE FINANCIAL INC55,218$1,925
DEUTSCHE BANK AG\55,035$1,919
HRT FINANCIAL LP53,935$2
Virtu Financial LLC52,412$2
KORNITZER CAPITAL MANAGEMENT INC /KS50,213$1,750
PRELUDE CAPITAL MANAGEMENT, LLC48,748$1,699
Concentric Capital Strategies, LP46,021$1,604
OAK RIDGE INVESTMENTS LLC45,854$1,598
CAPITAL FUND MANAGEMENT S.A.44,164$1,540
Quadrature Capital Ltd41,671$1,453
Pacific Point Advisors, LLC40,000$1,394
Caitong International Asset Management Co., Ltd39,452$1,375
WHITE PINE CAPITAL LLC34,776$1,212
MetLife Investment Management, LLC33,089$1,153
AMERICAN CENTURY COMPANIES INC32,734$1,141
MANUFACTURERS LIFE INSURANCE COMPANY, THE30,977$1,080
CenterBook Partners LP30,812$1,074
Cinctive Capital Management LP30,743$1,072
Cambridge Investment Research Advisors, Inc.30,475$1
BANK OF MONTREAL /CAN/30,339$1,058
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.28,051$978
Global Trust Asset Management, LLC27,804$969
Truvestments Capital LLC27,256$950
LPL Financial LLC27,004$941
116 other institutions773,171$25,730
Total (216 institutions)47,631,991$1,572,046