APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

PIPER SANDLER & CO.'s Holding History (CIK: 0000724683)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 10,000 Value ($000) $188 Avg Close $19.49 Range $15.54 - $22.79

Q1 2015

Shares 25,000 Value ($000) $347 Avg Close $10.97 Range $8.17 - $14.46

Q3 2014

Shares 1,055 Value ($000) $17 Avg Close $19.83 Range $15.61 - $24.10

Q2 2014

Shares 2 Value ($000) $0 Avg Close $21.45 Range $15.52 - $24.58

Q1 2014

Shares 37 Value ($000) $1 Avg Close $18.59 Range $11.19 - $28.01

Q4 2013

Shares 36 Value ($000) $1 Avg Close $12.80 Range $9.07 - $16.61

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	10,000	$188	$19.49	$15.54 - $22.79
Q1 2015	25,000	$347	$10.97	$8.17 - $14.46
Q3 2014	1,055	$17	$19.83	$15.61 - $24.10
Q2 2014	2	$0	$21.45	$15.52 - $24.58
Q1 2014	37	$1	$18.59	$11.19 - $28.01
Q4 2013	36	$1	$12.80	$9.07 - $16.61