APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 20,488 Value ($000) $1,151 Avg Close $39.45 Range $21.88 - $60.19

Q4 2016

Shares 9,033 Value ($000) $212 Avg Close $23.17 Range $18.85 - $27.28

Q3 2016

Shares 27,700 Value ($000) $615 Avg Close $15.48 Range $10.34 - $22.47

Q1 2016

Shares 12,085 Value ($000) $180 Avg Close $15.91 Range $11.34 - $18.96

Q3 2015

Shares 21,097 Value ($000) $396 Avg Close $19.49 Range $15.54 - $22.79

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	20,488	$1,151	$39.45	$21.88 - $60.19
Q4 2016	9,033	$212	$23.17	$18.85 - $27.28
Q3 2016	27,700	$615	$15.48	$10.34 - $22.47
Q1 2016	12,085	$180	$15.91	$11.34 - $18.96
Q3 2015	21,097	$396	$19.49	$15.54 - $22.79