APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 35,580 Value ($000) $790 Avg Close $15.48 Range $10.34 - $22.47

Q2 2014

Shares 50,000 Value ($000) $1,160 Avg Close $21.45 Range $15.52 - $24.58

Q1 2014

Shares 44,500 Value ($000) $1,098 Avg Close $18.59 Range $11.19 - $28.01

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	35,580	$790	$15.48	$10.34 - $22.47
Q2 2014	50,000	$1,160	$21.45	$15.52 - $24.58
Q1 2014	44,500	$1,098	$18.59	$11.19 - $28.01