APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

MUFG Americas Holdings Corp's Holding History (CIK: 0001011659)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 30 Value ($000) $1 Avg Close $44.11 Range $36.70 - $65.75

Q3 2017

Shares 48 Value ($000) $3 Avg Close $70.67 Range $55.13 - $103.41

Q2 2017

Shares 48 Value ($000) $3 Avg Close $58.42 Range $40.28 - $75.59

Q1 2015

Shares 390 Value ($000) $5 Avg Close $10.97 Range $8.17 - $14.46

Q4 2014

Shares 300 Value ($000) $3 Avg Close $12.76 Range $9.26 - $16.66

Q3 2014

Shares 140 Value ($000) $2 Avg Close $19.83 Range $15.61 - $24.10

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	30	$1	$44.11	$36.70 - $65.75
Q3 2017	48	$3	$70.67	$55.13 - $103.41
Q2 2017	48	$3	$58.42	$40.28 - $75.59
Q1 2015	390	$5	$10.97	$8.17 - $14.46
Q4 2014	300	$3	$12.76	$9.26 - $16.66
Q3 2014	140	$2	$19.83	$15.61 - $24.10