APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 1,000 Value ($000) $65 Avg Close $70.67 Range $55.13 - $103.41

Q2 2017

Shares 1,000 Value ($000) $62 Avg Close $58.42 Range $40.28 - $75.59

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	1,000	$65	$70.67	$55.13 - $103.41
Q2 2017	1,000	$62	$58.42	$40.28 - $75.59