APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 10,267 Value ($000) $266 Avg Close $25.57 Range $19.89 - $31.58

Q2 2025

Shares 8,186 Value ($000) $210 Avg Close $16.18 Range $9.71 - $28.01

Q1 2025

Shares 14,507 Value ($000) $223 Avg Close $25.15 Range $13.81 - $39.85

Q4 2024

Shares 9,677 Value ($000) $357 Avg Close $26.91 Range $12.42 - $44.50

Q3 2018

Shares 36,575 Value ($000) $902 Avg Close $39.20 Range $23.80 - $50.30

Q2 2018

Shares 30,424 Value ($000) $1,366 Avg Close $35.53 Range $22.54 - $49.75

Q1 2018

Shares 225,410 Value ($000) $5,650 Avg Close $31.11 Range $23.51 - $39.17

Q4 2017

Shares 153,515 Value ($000) $5,805 Avg Close $44.11 Range $36.70 - $65.75

Q3 2017

Shares 27,600 Value ($000) $1,783 Avg Close $70.67 Range $55.13 - $103.41

Q2 2017

Shares 26,090 Value ($000) $1,612 Avg Close $58.42 Range $40.28 - $75.59

Q1 2017

Shares 23,895 Value ($000) $1,341 Avg Close $39.45 Range $21.88 - $60.19

Q4 2016

Shares 55,097 Value ($000) $1,291 Avg Close $23.17 Range $18.85 - $27.28

Q3 2016

Shares 61,528 Value ($000) $1,367 Avg Close $15.48 Range $10.34 - $22.47

Q2 2016

Shares 105,586 Value ($000) $1,177 Avg Close $11.30 Range $8.08 - $16.48

Q1 2016

Shares 62,305 Value ($000) $929 Avg Close $15.91 Range $11.34 - $18.96

Q4 2015

Shares 79,203 Value ($000) $1,359 Avg Close $18.15 Range $15.73 - $21.59

Q3 2015

Shares 77,217 Value ($000) $1,451 Avg Close $19.49 Range $15.54 - $22.79

Q2 2015

Shares 112,001 Value ($000) $1,944 Avg Close $15.98 Range $12.75 - $19.99

Q1 2015

Shares 137,888 Value ($000) $1,914 Avg Close $10.97 Range $8.17 - $14.46

Q4 2014

Shares 157,349 Value ($000) $1,765 Avg Close $12.76 Range $9.26 - $16.66

Q3 2014

Shares 98,193 Value ($000) $1,581 Avg Close $19.83 Range $15.61 - $24.10

Q2 2014

Shares 90,678 Value ($000) $2,104 Avg Close $21.45 Range $15.52 - $24.58

Q1 2014

Shares 95,758 Value ($000) $2,362 Avg Close $18.59 Range $11.19 - $28.01

Q4 2013

Shares 126,033 Value ($000) $1,891 Avg Close $12.80 Range $9.07 - $16.61

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	10,267	$266	$25.57	$19.89 - $31.58
Q2 2025	8,186	$210	$16.18	$9.71 - $28.01
Q1 2025	14,507	$223	$25.15	$13.81 - $39.85
Q4 2024	9,677	$357	$26.91	$12.42 - $44.50
Q3 2018	36,575	$902	$39.20	$23.80 - $50.30
Q2 2018	30,424	$1,366	$35.53	$22.54 - $49.75
Q1 2018	225,410	$5,650	$31.11	$23.51 - $39.17
Q4 2017	153,515	$5,805	$44.11	$36.70 - $65.75
Q3 2017	27,600	$1,783	$70.67	$55.13 - $103.41
Q2 2017	26,090	$1,612	$58.42	$40.28 - $75.59
Q1 2017	23,895	$1,341	$39.45	$21.88 - $60.19
Q4 2016	55,097	$1,291	$23.17	$18.85 - $27.28
Q3 2016	61,528	$1,367	$15.48	$10.34 - $22.47
Q2 2016	105,586	$1,177	$11.30	$8.08 - $16.48
Q1 2016	62,305	$929	$15.91	$11.34 - $18.96
Q4 2015	79,203	$1,359	$18.15	$15.73 - $21.59
Q3 2015	77,217	$1,451	$19.49	$15.54 - $22.79
Q2 2015	112,001	$1,944	$15.98	$12.75 - $19.99
Q1 2015	137,888	$1,914	$10.97	$8.17 - $14.46
Q4 2014	157,349	$1,765	$12.76	$9.26 - $16.66
Q3 2014	98,193	$1,581	$19.83	$15.61 - $24.10
Q2 2014	90,678	$2,104	$21.45	$15.52 - $24.58
Q1 2014	95,758	$2,362	$18.59	$11.19 - $28.01
Q4 2013	126,033	$1,891	$12.80	$9.07 - $16.61