APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

ASSETMARK, INC's Holding History (CIK: 0001344551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 158 Value ($000) $6 Avg Close $44.11 Range $36.70 - $65.75

Q3 2017

Shares 151 Value ($000) $10 Avg Close $70.67 Range $55.13 - $103.41

Q2 2017

Shares 2 Value ($000) $0 Avg Close $58.42 Range $40.28 - $75.59

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	158	$6	$44.11	$36.70 - $65.75
Q3 2017	151	$10	$70.67	$55.13 - $103.41
Q2 2017	2	$0	$58.42	$40.28 - $75.59