APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 50 Value ($000) $1 Avg Close $10.02 Range $8.34 - $11.85

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	50	$1	$10.02	$8.34 - $11.85