APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Voya Financial Advisors, Inc.'s Holding History (CIK: 0001424367)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 32,200 Value ($000) $257 Avg Close $10.04 Range $7.33 - $13.95

Q4 2020

Shares 22,700 Value ($000) $195 Avg Close $9.12 Range $7.20 - $11.94

Q3 2020

Shares 19,800 Value ($000) $223 Avg Close $12.12 Range $9.58 - $17.57

Q2 2020

Shares 20,450 Value ($000) $192 Avg Close $9.17 Range $7.06 - $12.56

Q1 2020

Shares 16,440 Value ($000) $125 Avg Close $10.55 Range $5.00 - $15.98

Q4 2019

Shares 11,390 Value ($000) $132 Avg Close $10.67 Range $9.04 - $12.58

Q1 2017

Shares 6,303 Value ($000) $366 Avg Close $39.45 Range $21.88 - $60.19

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	32,200	$257	$10.04	$7.33 - $13.95
Q4 2020	22,700	$195	$9.12	$7.20 - $11.94
Q3 2020	19,800	$223	$12.12	$9.58 - $17.57
Q2 2020	20,450	$192	$9.17	$7.06 - $12.56
Q1 2020	16,440	$125	$10.55	$5.00 - $15.98
Q4 2019	11,390	$132	$10.67	$9.04 - $12.58
Q1 2017	6,303	$366	$39.45	$21.88 - $60.19