APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Newtyn Management, LLC's Holding History (CIK: 0001569241)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 316,050 Value ($000) $2,269 Avg Close $7.37 Range $6.39 - $8.60

Q2 2021

Shares 316,050 Value ($000) $2,677 Avg Close $8.14 Range $6.75 - $9.25

Q4 2020

Shares 316,050 Value ($000) $2,690 Avg Close $9.12 Range $7.20 - $11.94

Q3 2020

Shares 316,050 Value ($000) $3,556 Avg Close $12.12 Range $9.58 - $17.57

Q2 2020

Shares 316,050 Value ($000) $3,435 Avg Close $9.17 Range $7.06 - $12.56

Q1 2020

Shares 316,050 Value ($000) $2,399 Avg Close $10.55 Range $5.00 - $15.98

Q4 2019

Shares 132,884 Value ($000) $1,579 Avg Close $10.67 Range $9.04 - $12.58

Q3 2019

Shares 346,050 Value ($000) $3,883 Avg Close $10.02 Range $8.34 - $11.85

Q2 2019

Shares 346,050 Value ($000) $3,557 Avg Close $10.69 Range $8.56 - $13.24

Q1 2019

Shares 346,050 Value ($000) $4,222 Avg Close $15.08 Range $11.77 - $18.04

Q3 2018

Shares 513,452 Value ($000) $12,662 Avg Close $39.20 Range $23.80 - $50.30

Q1 2018

Shares 52,337 Value ($000) $1,312 Avg Close $31.11 Range $23.51 - $39.17

Q4 2017

Shares 219,000 Value ($000) $8,283 Avg Close $44.11 Range $36.70 - $65.75

Q3 2017

Shares 200,000 Value ($000) $12,934 Avg Close $70.67 Range $55.13 - $103.41

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	316,050	$2,269	$7.37	$6.39 - $8.60
Q2 2021	316,050	$2,677	$8.14	$6.75 - $9.25
Q4 2020	316,050	$2,690	$9.12	$7.20 - $11.94
Q3 2020	316,050	$3,556	$12.12	$9.58 - $17.57
Q2 2020	316,050	$3,435	$9.17	$7.06 - $12.56
Q1 2020	316,050	$2,399	$10.55	$5.00 - $15.98
Q4 2019	132,884	$1,579	$10.67	$9.04 - $12.58
Q3 2019	346,050	$3,883	$10.02	$8.34 - $11.85
Q2 2019	346,050	$3,557	$10.69	$8.56 - $13.24
Q1 2019	346,050	$4,222	$15.08	$11.77 - $18.04
Q3 2018	513,452	$12,662	$39.20	$23.80 - $50.30
Q1 2018	52,337	$1,312	$31.11	$23.51 - $39.17
Q4 2017	219,000	$8,283	$44.11	$36.70 - $65.75
Q3 2017	200,000	$12,934	$70.67	$55.13 - $103.41