APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 50 Value ($000) $0 Avg Close $10.04 Range $7.33 - $13.95

Q4 2020

Shares 50 Value ($000) $0 Avg Close $9.12 Range $7.20 - $11.94

Q3 2020

Shares 50 Value ($000) $1 Avg Close $12.12 Range $9.58 - $17.57

Q2 2020

Shares 50 Value ($000) $1 Avg Close $9.17 Range $7.06 - $12.56

Q1 2020

Shares 50 Value ($000) $0 Avg Close $10.55 Range $5.00 - $15.98

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	50	$0	$10.04	$7.33 - $13.95
Q4 2020	50	$0	$9.12	$7.20 - $11.94
Q3 2020	50	$1	$12.12	$9.58 - $17.57
Q2 2020	50	$1	$9.17	$7.06 - $12.56
Q1 2020	50	$0	$10.55	$5.00 - $15.98