APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 3,700 Value ($000) $96 Avg Close $25.57 Range $19.89 - $31.58

Q2 2025

Shares 7,600 Value ($000) $195 Avg Close $16.18 Range $9.71 - $28.01

Q1 2025

Shares 10,000 Value ($000) $154 Avg Close $25.15 Range $13.81 - $39.85

Q4 2024

Shares 14,800 Value ($000) $546 Avg Close $26.91 Range $12.42 - $44.50

Q2 2020

Shares 17,500 Value ($000) $191 Avg Close $9.17 Range $7.06 - $12.56

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	3,700	$96	$25.57	$19.89 - $31.58
Q2 2025	7,600	$195	$16.18	$9.71 - $28.01
Q1 2025	10,000	$154	$25.15	$13.81 - $39.85
Q4 2024	14,800	$546	$26.91	$12.42 - $44.50
Q2 2020	17,500	$191	$9.17	$7.06 - $12.56