APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 199 Value ($000) $7 Avg Close $29.86 Range $18.50 - $41.96

Q3 2025

Shares 200 Value ($000) $5 Avg Close $25.57 Range $19.89 - $31.58

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	199	$7	$29.86	$18.50 - $41.96
Q3 2025	200	$5	$25.57	$19.89 - $31.58