ARCTURUS THERAPEUTICS HLDGS

Ticker: ARCT CUSIP: 03969T109 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 177 Value ($000) $8 Avg Close $44.81 Range $26.92 - $65.00

Q2 2021

Shares 192 Value ($000) $6 Avg Close $33.85 Range $24.87 - $44.39

Q1 2021

Shares 192 Value ($000) $7 Avg Close $59.61 Range $37.29 - $89.18

Q4 2020

Shares 5 Value ($000) $0 Avg Close $67.73 Range $32.88 - $129.71

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	177	$8	$44.81	$26.92 - $65.00
Q2 2021	192	$6	$33.85	$24.87 - $44.39
Q1 2021	192	$7	$59.61	$37.29 - $89.18
Q4 2020	5	$0	$67.73	$32.88 - $129.71