ASSERTIO HOLDINGS INC

Ticker: ASRT CUSIP: 04546C304 Class: Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Nantahala Capital Management, LLC587,335$5,327
VANGUARD GROUP INC297,247$2,696
RENAISSANCE TECHNOLOGIES LLC190,697$1,730
EDGEWOOD MANAGEMENT LLC107,518$975
BlackRock, Inc.90,034$817
GEODE CAPITAL MANAGEMENT, LLC69,065$627
CM Management, LLC50,000$454
CITADEL ADVISORS LLC44,706$405
MILLENNIUM MANAGEMENT LLC34,478$313
STATE STREET CORP25,672$233
MORGAN STANLEY25,345$230
TSP Capital Management Group, LLC25,056$227
TWO SIGMA ADVISERS, LP21,213$192
PERRITT CAPITAL MANAGEMENT INC19,000$172
Rothschild Wealth LLC19,000$172
TWO SIGMA INVESTMENTS, LP18,670$169
BRIDGEWAY CAPITAL MANAGEMENT, LLC14,955$136
Empowered Funds, LLC14,955$136
AQR CAPITAL MANAGEMENT LLC14,172$129
NORTHERN TRUST CORP13,498$122
JANE STREET GROUP, LLC11,841$107
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.4,499$41
ACADIAN ASSET MANAGEMENT LLC1,811$0
ROYAL BANK OF CANADA946$9
UBS Group AG945$9
BANK OF AMERICA CORP /DE/379$3
Tower Research Capital LLC (TRC)328$3
MINDSET WEALTH MANAGEMENT, LLC139$2
JPMORGAN CHASE & CO88$1
FMR LLC84$1
WELLS FARGO & COMPANY/MN82$1
SRS Capital Advisors, Inc.63$1
BNP PARIBAS ARBITRAGE, SA60$1
Activest Wealth Management50$0
Strategic Investment Solutions, Inc. /IL50$0
Darwin Wealth Management, LLC46$0
Financial Management Professionals, Inc.45$0
OSAIC HOLDINGS, INC.40$0
SBI Securities Co., Ltd.39$0
CIBC Private Wealth Group, LLC35$0
MAI Capital Management29$0
Key Financial Inc29$0
Motiv8 Investments LLC21$0
Allworth Financial LP18$0
SOA Wealth Advisors, LLC.16$0
Smartleaf Asset Management LLC16$0
Federation des caisses Desjardins du Quebec13$0
Newbridge Financial Services Group, Inc.8$0
JONES FINANCIAL COMPANIES LLLP2$0
Inspire Investing, LLC2$0
TD Waterhouse Canada Inc.2$0
Larson Financial Group LLC1$0
Total (52 institutions)1,704,343$15,443