ASSERTIO HOLDINGS INC

CUSIP: 04546CAB2 Class: NOTE 6.500% 9/0

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 203,000 Value ($000) $186 Avg Close — Range —
Q3 2025
Shares 243,000 Value ($000) $223 Avg Close — Range —
Q2 2025
Shares 258,000 Value ($000) $238 Avg Close — Range —
Q1 2025
Shares 35,000 Value ($000) $32 Avg Close — Range —