ASSERTIO HOLDINGS INC

CUSIP: 04546CAB2 Class: NOTE 6.500% 9/0

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Context Capital Management, LLC24,230,000$22,018
DeepCurrents Investment Group LLC2,750,000$2,499
Regal Investment Advisors LLC203,000$186
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO15,000$14
Total (4 institutions)27,198,000$24,717