ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

NORTHERN TRUST CORP's Holding History (CIK: 0000073124)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 45,135 Value ($000) $28 Avg Close — Range —
Q3 2018
Shares 45,851 Value ($000) $60 Avg Close — Range —
Q2 2018
Shares 45,857 Value ($000) $62 Avg Close — Range —
Q1 2018
Shares 299,830 Value ($000) $435 Avg Close — Range —
Q4 2017
Shares 294,005 Value ($000) $661 Avg Close — Range —
Q3 2017
Shares 292,151 Value ($000) $993 Avg Close — Range —
Q2 2017
Shares 298,054 Value ($000) $1,058 Avg Close — Range —
Q1 2017
Shares 239,920 Value ($000) $816 Avg Close — Range —
Q4 2016
Shares 244,175 Value ($000) $1,123 Avg Close — Range —
Q3 2016
Shares 243,261 Value ($000) $1,032 Avg Close — Range —
Q2 2016
Shares 139,175 Value ($000) $334 Avg Close — Range —
Q1 2016
Shares 114,331 Value ($000) $537 Avg Close — Range —
Q4 2015
Shares 116,013 Value ($000) $456 Avg Close — Range —
Q3 2015
Shares 116,509 Value ($000) $451 Avg Close — Range —
Q2 2015
Shares 15,498 Value ($000) $72 Avg Close — Range —