ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

IFP Advisors, Inc's Holding History (CIK: 0001641866)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,518 Value ($000) $1 Avg Close — Range —
Q3 2018
Shares 2,665 Value ($000) $3 Avg Close — Range —
Q2 2018
Shares 2,665 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 1,127 Value ($000) $3 Avg Close — Range —
Q4 2017
Shares 1,127 Value ($000) $3 Avg Close — Range —
Q3 2017
Shares 1,335 Value ($000) $5 Avg Close — Range —
Q2 2017
Shares 1,335 Value ($000) $5 Avg Close — Range —
Q1 2017
Shares 1,335 Value ($000) $5 Avg Close — Range —
Q4 2016
Shares 1,335 Value ($000) $6 Avg Close — Range —
Q3 2016
Shares 1,335 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 1,335 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 1,359 Value ($000) $5 Avg Close — Range —