ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Squarepoint Ops LLC's Holding History (CIK: 0001642575)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,690 Value ($000) $72 Avg Close — Range —
Q2 2015
Shares 10,200 Value ($000) $47 Avg Close — Range —