ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

NORTHERN TRUST CORP's Holding History (CIK: 0000073124)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 17,548 Value ($000) $9 Avg Close — Range —
Q1 2017
Shares 17,548 Value ($000) $7 Avg Close — Range —
Q4 2016
Shares 17,552 Value ($000) $10 Avg Close — Range —
Q3 2016
Shares 17,548 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 17,548 Value ($000) $3 Avg Close — Range —