ASTRAZENECA PLC

Ticker: AZN CUSIP: 046353108 Class: SPONSORED ADR

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 17,899 Value ($000) $890 Avg Close — Range —

Q3 2020

Shares 19,381 Value ($000) $1,062 Avg Close — Range —

Q1 2019

Shares 24,074 Value ($000) $973 Avg Close — Range —

Q3 2018

Shares 19,567 Value ($000) $774 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	17,899	$890	—	—
Q3 2020	19,381	$1,062	—	—
Q1 2019	24,074	$973	—	—
Q3 2018	19,567	$774	—	—