AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 250 Value ($000) $1 Avg Close $5.55 Range $4.41 - $7.60

Q3 2017

Shares 250 Value ($000) $2 Avg Close $6.30 Range $5.66 - $7.68

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	250	$1	$5.55	$4.41 - $7.60
Q3 2017	250	$2	$6.30	$5.66 - $7.68