AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TANG CAPITAL MANAGEMENT LLC11,329,500$180,706
BlackRock, Inc.7,928,129$126,454
NEA Management Company, LLC3,969,834$63,319
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP3,387,194$54,026
STATE STREET CORP2,501,992$39,907
MORGAN STANLEY2,216,915$35,360
TWO SIGMA INVESTMENTS, LP1,962,742$31,306
RENAISSANCE TECHNOLOGIES LLC1,590,135$25,363
MARSHALL WACE, LLP1,574,957$25,121
D. E. Shaw & Co., Inc.1,532,273$24,440
GEODE CAPITAL MANAGEMENT, LLC1,507,869$24,047
VANGUARD GROUP INC1,449,884$23,126
TWO SIGMA ADVISERS, LP1,305,800$20,828
KOTLER KEVIN1,224,846$19,536
NOMURA HOLDINGS INC1,156,133$18,440
JACOBS LEVY EQUITY MANAGEMENT, INC1,139,249$18,171
GOLDMAN SACHS GROUP INC1,006,333$16,051
JANE STREET GROUP, LLC910,737$14,526
JUPITER ASSET MANAGEMENT LTD899,483$14,347
Qube Research & Technologies Ltd874,345$13,946
Man Group plc852,671$13,600
NORTHERN TRUST CORP800,144$12,762
CITADEL ADVISORS LLC779,495$12,433
VOLORIDGE INVESTMENT MANAGEMENT, LLC739,444$11,794
MILLENNIUM MANAGEMENT LLC738,306$11,776
JANUS HENDERSON GROUP PLC690,629$11,015
Trexquant Investment LP682,227$10,882
Nuveen, LLC665,317$10,612
LSV ASSET MANAGEMENT656,847$10
BNP PARIBAS ARBITRAGE, SA625,684$9,980
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt587,356$9,368
RICE HALL JAMES & ASSOCIATES, LLC495,636$7,905
AQR CAPITAL MANAGEMENT LLC481,336$7,677
Woodline Partners LP456,259$7,277
Squarepoint Ops LLC444,027$7,082
CHARLES SCHWAB INVESTMENT MANAGEMENT INC432,468$6,898
AMERICAN CENTURY COMPANIES INC402,925$6,427
O'SHAUGHNESSY ASSET MANAGEMENT, LLC386,844$6,170
Connor, Clark & Lunn Investment Management Ltd.383,623$6,119
PRUDENTIAL FINANCIAL INC372,560$5,942
BANK OF AMERICA CORP /DE/367,636$5,864
JPMORGAN CHASE & CO337,606$5,385
Bank of New York Mellon Corp329,353$5,253
NORDEA INVESTMENT MANAGEMENT AB304,200$4,819
Corient Private Wealth LLC275,472$437
IFP Advisors, Inc274,686$4,381
FMR LLC268,302$4,279
PDT Partners, LLC265,491$4,235
WELLS FARGO & COMPANY/MN264,234$4,215
RITHOLTZ WEALTH MANAGEMENT258,816$4,128
UBS Group AG254,672$4,062
LAZARD ASSET MANAGEMENT LLC244,175$3,895
RAYMOND JAMES FINANCIAL INC232,415$3,707
Neo Ivy Capital Management229,401$3,659
Swiss National Bank220,600$3,519
STATE OF WISCONSIN INVESTMENT BOARD204,624$3,264
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM187,709$2,994
BARCLAYS PLC186,140$2,969
Cetera Investment Advisers152,003$2,424
DEUTSCHE BANK AG\151,158$2,411
SEGALL BRYANT & HAMILL, LLC146,332$2,334
RHUMBLINE ADVISERS144,696$2,308
SG Americas Securities, LLC136,224$2
FRANKLIN RESOURCES INC132,563$2,114
GSA CAPITAL PARTNERS LLP131,948$2
CWA Asset Management Group, LLC129,201$2,061
Jump Financial, LLC127,774$2,038
Gotham Asset Management, LLC127,387$2,032
Legal & General Group Plc126,537$2,017
Uniplan Investment Counsel, Inc.125,616$2,004
ALLIANCEBERNSTEIN L.P.124,820$1,991
LOS ANGELES CAPITAL MANAGEMENT LLC123,486$1,497
VIRGINIA RETIREMENT SYSTEMS ET AL119,668$1,909
Russell Investments Group, Ltd.118,165$1,885
Engineers Gate Manager LP117,483$1,874
PRINCIPAL FINANCIAL GROUP INC115,215$1,838
IRONWOOD INVESTMENT MANAGEMENT LLC114,620$1,828
NAVELLIER & ASSOCIATES INC111,686$1,781
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM107,058$1,708
HUSSMAN STRATEGIC ADVISORS, INC.105,000$1,675
Headlands Technologies LLC92,525$1,476
DIAMOND HILL CAPITAL MANAGEMENT INC92,212$1,471
Invesco Ltd.87,433$1,395
Hudson Bay Capital Management LP85,000$1,356
Quantinno Capital Management LP82,329$1,313
HRT FINANCIAL LP82,234$1
Rockefeller Capital Management L.P.79,614$1,270
Wakefield Asset Management LLLP77,895$1,242
Advisory Services Network, LLC72,525$1,157
PRICE T ROWE ASSOCIATES INC /MD/67,406$1
FEDERATED HERMES, INC.66,872$1,067
MetLife Investment Management, LLC66,628$1,063
LPL Financial LLC64,526$1,029
TUDOR INVESTMENT CORP ET AL63,138$1,007
PATTEN & PATTEN INC/TN63,000$1,005
SIMPLEX TRADING, LLC58,793$938
DARK FOREST CAPITAL MANAGEMENT LP56,035$894
INTECH INVESTMENT MANAGEMENT LLC55,785$890
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.55,409$884
Precision Wealth Strategies, LLC54,176$864
154 other institutions2,183,206$31,444
Total (254 institutions)72,243,061$1,127,307