AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 400,000 Value ($000) $2,936,000 Avg Close $4.62 Range $2.09 - $10.54

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	400,000	$2,936,000	$4.62	$2.09 - $10.54