AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 58,772 Value ($000) $442 Avg Close $8.66 Range $6.28 - $12.60

Q1 2022

Shares 47,462 Value ($000) $588 Avg Close $15.46 Range $9.91 - $23.42

Q2 2021

Shares 139,499 Value ($000) $1,808 Avg Close $12.74 Range $9.72 - $15.00

Q4 2016

Shares 201,522 Value ($000) $423 Avg Close $3.22 Range $2.02 - $5.69

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	58,772	$442	$8.66	$6.28 - $12.60
Q1 2022	47,462	$588	$15.46	$9.91 - $23.42
Q2 2021	139,499	$1,808	$12.74	$9.72 - $15.00
Q4 2016	201,522	$423	$3.22	$2.02 - $5.69