AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 500 Value ($000) $2 Avg Close $3.55 Range $3.20 - $4.24

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	500	$2	$3.55	$3.20 - $4.24