AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 79,614 Value ($000) $1,270 Avg Close $14.18 Range $10.90 - $16.54

Q3 2025

Shares 109,165 Value ($000) $1,206 Avg Close $10.92 Range $7.29 - $13.54

Q2 2025

Shares 84,165 Value ($000) $713 Avg Close $8.02 Range $6.83 - $8.86

Q1 2025

Shares 79,165 Value ($000) $636 Avg Close $8.10 Range $6.55 - $9.11

Q4 2024

Shares 79,200 Value ($000) $711 Avg Close $8.16 Range $6.64 - $10.67

Q3 2024

Shares 79,165 Value ($000) $580 Avg Close $6.20 Range $5.20 - $7.45

Q2 2024

Shares 79,324 Value ($000) $453 Avg Close $5.27 Range $4.71 - $5.92

Q1 2024

Shares 79,165 Value ($000) $397 Avg Close $6.78 Range $4.85 - $9.43

Q4 2023

Shares 81,170 Value ($000) $730 Avg Close $8.24 Range $6.94 - $10.05

Q3 2023

Shares 81,165 Value ($000) $631 Avg Close $9.78 Range $7.65 - $12.43

Q2 2023

Shares 81,165 Value ($000) $786 Avg Close $10.38 Range $8.84 - $12.13

Q1 2023

Shares 81,165 Value ($000) $1 Avg Close $8.81 Range $5.31 - $11.74

Q4 2022

Shares 79,165 Value ($000) $0 Avg Close $5.80 Range $4.07 - $8.52

Q3 2022

Shares 79,165 Value ($000) $595 Avg Close $8.66 Range $6.28 - $12.60

Q2 2022

Shares 79,165 Value ($000) $795 Avg Close $11.18 Range $8.86 - $13.41

Q1 2022

Shares 79,165 Value ($000) $980 Avg Close $15.46 Range $9.91 - $23.42

Q4 2021

Shares 79,165 Value ($000) $1,810 Avg Close $23.70 Range $17.30 - $33.97

Q3 2021

Shares 93,585 Value ($000) $2,071 Avg Close $15.87 Range $10.77 - $24.18

Q2 2021

Shares 93,085 Value ($000) $1,206 Avg Close $12.74 Range $9.72 - $15.00

Q1 2021

Shares 93,085 Value ($000) $1,208 Avg Close $14.51 Range $12.01 - $20.50

Q4 2020

Shares 93,085 Value ($000) $1,287 Avg Close $14.55 Range $12.65 - $16.29

Q3 2020

Shares 94,085 Value ($000) $1,385 Avg Close $14.49 Range $12.80 - $16.77

Q2 2020

Shares 94,085 Value ($000) $1,529 Avg Close $16.01 Range $13.81 - $18.72

Q1 2020

Shares 93,085 Value ($000) $1,351 Avg Close $17.64 Range $9.83 - $21.81

Q4 2019

Shares 93,085 Value ($000) $1,886 Avg Close $9.21 Range $3.52 - $21.93

Q3 2019

Shares 93,085 Value ($000) $497 Avg Close $6.05 Range $5.27 - $6.67

Q2 2019

Shares 91,585 Value ($000) $603 Avg Close $6.37 Range $6.00 - $6.90

Q1 2019

Shares 91,585 Value ($000) $595 Avg Close $6.63 Range $6.00 - $7.85

Q4 2018

Shares 91,585 Value ($000) $625 Avg Close $5.77 Range $5.06 - $7.24

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	79,614	$1,270	$14.18	$10.90 - $16.54
Q3 2025	109,165	$1,206	$10.92	$7.29 - $13.54
Q2 2025	84,165	$713	$8.02	$6.83 - $8.86
Q1 2025	79,165	$636	$8.10	$6.55 - $9.11
Q4 2024	79,200	$711	$8.16	$6.64 - $10.67
Q3 2024	79,165	$580	$6.20	$5.20 - $7.45
Q2 2024	79,324	$453	$5.27	$4.71 - $5.92
Q1 2024	79,165	$397	$6.78	$4.85 - $9.43
Q4 2023	81,170	$730	$8.24	$6.94 - $10.05
Q3 2023	81,165	$631	$9.78	$7.65 - $12.43
Q2 2023	81,165	$786	$10.38	$8.84 - $12.13
Q1 2023	81,165	$1	$8.81	$5.31 - $11.74
Q4 2022	79,165	$0	$5.80	$4.07 - $8.52
Q3 2022	79,165	$595	$8.66	$6.28 - $12.60
Q2 2022	79,165	$795	$11.18	$8.86 - $13.41
Q1 2022	79,165	$980	$15.46	$9.91 - $23.42
Q4 2021	79,165	$1,810	$23.70	$17.30 - $33.97
Q3 2021	93,585	$2,071	$15.87	$10.77 - $24.18
Q2 2021	93,085	$1,206	$12.74	$9.72 - $15.00
Q1 2021	93,085	$1,208	$14.51	$12.01 - $20.50
Q4 2020	93,085	$1,287	$14.55	$12.65 - $16.29
Q3 2020	94,085	$1,385	$14.49	$12.80 - $16.77
Q2 2020	94,085	$1,529	$16.01	$13.81 - $18.72
Q1 2020	93,085	$1,351	$17.64	$9.83 - $21.81
Q4 2019	93,085	$1,886	$9.21	$3.52 - $21.93
Q3 2019	93,085	$497	$6.05	$5.27 - $6.67
Q2 2019	91,585	$603	$6.37	$6.00 - $6.90
Q1 2019	91,585	$595	$6.63	$6.00 - $7.85
Q4 2018	91,585	$625	$5.77	$5.06 - $7.24