Ticker: AUROW CUSIP: 051774115 Class: *W EXP 11/03/202
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Third Point LLC | 1,835,000 | $413 |
| LMR Partners LLP | 1,553,238 | $350 |
| Weiss Asset Management LP | 860,408 | $196 |
| Ionic Capital Management LLC | 538,267 | $121 |
| ARISTEIA CAPITAL, L.L.C. | 523,883 | $122 |
| Slate Path Capital LP | 437,500 | $98 |
| WOLVERINE ASSET MANAGEMENT LLC | 220,180 | $50 |
| Fort Baker Capital Management LP | 183,291 | $41 |
| Hudson Bay Capital Management LP | 136,655 | $31 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 125,000 | $28 |
| Virtu Financial LLC | 114,050 | $0 |
| BlackRock, Inc. | 77,543 | $17 |
| Caption Management, LLC | 68,535 | $15 |
| ZAZOVE ASSOCIATES LLC | 67,700 | $16 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 61,500 | $14 |
| Texas Yale Capital Corp. | 40,000 | $9 |
| Beartown Capital Management, LLC | 30,209 | $7 |
| TORONTO DOMINION BANK | 26,717 | $6 |
| Arena Capital Advisors, LLC- CA | 20,288 | $5 |
| Wolfswood Holdings, LLC | 12,500 | $3 |
| Alpine Global Management, LLC | 12,500 | $3 |
| Global Retirement Partners, LLC | 4,731 | $1 |
| UBS Group AG | 875 | $0 |
| OSAIC HOLDINGS, INC. | 30 | $0 |
| WELLS FARGO & COMPANY/MN | 12 | $0 |
| Total (25 institutions) | 6,950,612 | $1,546 |