AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

CNA FINANCIAL CORP's Holding History (CIK: 0000021175)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 6,460 Value ($000) $366 Avg Close $70.34 Range $55.30 - $82.98

Q4 2020

Shares 6,230 Value ($000) $508 Avg Close $74.78 Range $65.00 - $87.24

Q3 2020

Shares 5,290 Value ($000) $377 Avg Close $77.92 Range $65.25 - $90.00

Q2 2020

Shares 4,390 Value ($000) $361 Avg Close $76.97 Range $49.12 - $109.53

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	6,460	$366	$70.34	$55.30 - $82.98
Q4 2020	6,230	$508	$74.78	$65.00 - $87.24
Q3 2020	5,290	$377	$77.92	$65.25 - $90.00
Q2 2020	4,390	$361	$76.97	$49.12 - $109.53