AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC4,164,818$760,662
BlackRock, Inc.3,913,543$714,769
PRICE T ROWE ASSOCIATES INC /MD/1,509,870$276
Invesco Ltd.1,273,494$232,591
WELLINGTON MANAGEMENT GROUP LLP1,221,656$223,123
FMR LLC1,181,622$215,811
Deep Track Capital, LP1,150,000$210,036
GEODE CAPITAL MANAGEMENT, LLC1,010,249$184,544
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.989,447$180,713
STATE STREET CORP958,150$174,997
RTW INVESTMENTS, LP888,001$162,185
ALETHEA CAPITAL MANAGEMENT, LLC668,710$122,133
BANK OF AMERICA CORP /DE/618,033$112,877
EVENTIDE ASSET MANAGEMENT, LLC571,226$104,195
D. E. Shaw & Co., Inc.549,113$100,290
NORGES BANK495,456$90,490
MORGAN STANLEY491,201$89,713
Assenagon Asset Management S.A.467,982$85,472
Pictet Asset Management Holding SA436,063$79,643
CHARLES SCHWAB INVESTMENT MANAGEMENT INC402,700$73,549
NORTHERN TRUST CORP390,431$71,308
ADAGE CAPITAL PARTNERS GP, L.L.C.367,578$67,134
Hood River Capital Management LLC366,176$66,878
PRINCIPAL FINANCIAL GROUP INC363,114$66,319
UBS Group AG355,318$64,895
Nuveen, LLC349,209$63,780
FRANKLIN RESOURCES INC342,573$62,568
Qube Research & Technologies Ltd325,440$59,438
MARSHALL WACE, LLP320,568$58,549
LOOMIS SAYLES & CO L P315,391$57,603
BNP PARIBAS ARBITRAGE, SA304,388$55,593
GOLDMAN SACHS GROUP INC300,906$54,957
Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A.278,835$50,926
Bank of New York Mellon Corp255,097$46,591
ORBIMED ADVISORS LLC253,121$46,230
PFM Health Sciences, LP251,562$45,945
JPMORGAN CHASE & CO233,191$42,590
Man Group plc228,641$41,759
DRIEHAUS CAPITAL MANAGEMENT LLC220,518$40,275
Vestal Point Capital, LP210,000$38,354
First Turn Management, LLC206,921$37,792
CITIGROUP INC204,104$37,278
Tri Locum Partners LP201,627$36,825
TWO SIGMA ADVISERS, LP188,500$34,428
Connor, Clark & Lunn Investment Management Ltd.188,258$34,383
Voya Investment Management LLC173,301$31,652
RENAISSANCE TECHNOLOGIES LLC170,000$31,049
MetLife Investment Management, LLC164,871$30,112
FRONTIER CAPITAL MANAGEMENT CO LLC157,691$28,801
Squarepoint Ops LLC155,000$28,309
Woodline Partners LP150,864$27,554
RAYMOND JAMES FINANCIAL INC150,098$24,783
ALGERT GLOBAL LLC149,392$27
PERCEPTIVE ADVISORS LLC148,900$27,195
TWO SIGMA INVESTMENTS, LP145,597$26,592
CITADEL ADVISORS LLC138,213$25,243
JANE STREET GROUP, LLC137,283$25,073
MANUFACTURERS LIFE INSURANCE COMPANY, THE133,884$23,659
US BANCORP \DE\130,985$23,923
Rhenman & Partners Asset Management AB114,800$20,967
WCM INVESTMENT MANAGEMENT, LLC112,058$16,673
Voleon Capital Management LP110,179$20,123
EMERALD ADVISERS, LLC108,082$19,740
AQR CAPITAL MANAGEMENT LLC103,418$18,888
CANADA PENSION PLAN INVESTMENT BOARD103,200$18,848
DnB Asset Management AS101,102$18,465
AMERIPRISE FINANCIAL INC99,916$18,249
DEUTSCHE BANK AG\98,257$17,946
abrdn plc97,413$17,792
ROYCE & ASSOCIATES LP94,017$17,171
Nicholas Investment Partners, LP91,564$16,723
M&G PLC90,328$16,530
WELLS FARGO & COMPANY/MN89,661$16,376
FEDERATED HERMES, INC.87,280$15,941
UBS ASSET MANAGEMENT AMERICAS INC87,249$15,935
Granite Investment Partners, LLC84,894$15,505
Cannell & Spears LLC84,154$15,370
BARCLAYS PLC76,853$14,036
Cormorant Asset Management, LP75,000$13,698
IRIDIAN ASSET MANAGEMENT LLC/CT73,783$13,476
Summit Financial, LLC70,628$12,899
NEUBERGER BERMAN GROUP LLC69,483$12,690
Swiss National Bank68,900$12,584
Universal- Beteiligungs- und Servicegesellschaft mbH68,858$12,576
EMERALD MUTUAL FUND ADVISERS TRUST67,608$12,348
AXIOM INVESTORS LLC /DE63,390$11,578
IFP Advisors, Inc62,448$11,406
Walleye Capital LLC60,100$10,977
Privium Fund Management B.V.56,878$10,388
Edgestream Partners, L.P.56,364$10,294
HighTower Advisors, LLC55,972$10,223
Atika Capital Management LLC55,500$10,137
ALLIANCEBERNSTEIN L.P.53,140$9,705
RHUMBLINE ADVISERS52,233$9,540
Trexquant Investment LP49,136$8,974
BALDWIN BROTHERS LLC/MA48,570$8,871
SEI INVESTMENTS CO47,600$8,694
Bridgewater Associates, LP47,444$8,665
BLAIR WILLIAM & CO/IL46,840$8,555
PEREGRINE CAPITAL MANAGEMENT LLC46,633$8,517
292 other institutions2,394,577$397,399
Total (392 institutions)37,614,390$6,519,916