AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 4,000 Value ($000) $326 Avg Close $74.78 Range $65.00 - $87.24

Q1 2020

Shares 9,200 Value ($000) $541 Avg Close $81.48 Range $35.44 - $104.79

Q4 2019

Shares 3,400 Value ($000) $352 Avg Close $40.39 Range $13.64 - $109.94

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	4,000	$326	$74.78	$65.00 - $87.24
Q1 2020	9,200	$541	$81.48	$35.44 - $104.79
Q4 2019	3,400	$352	$40.39	$13.64 - $109.94