AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

PVG ASSET MANAGEMENT CORP's Holding History (CIK: 0000820434)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 14,240 Value ($000) $45 Avg Close $3.10 Range $2.15 - $3.90

Q1 2018

Shares 14,240 Value ($000) $34,888 Avg Close $2.99 Range $2.05 - $5.76

Q3 2017

Shares 18,725 Value ($000) $103,923 Avg Close $5.37 Range $4.45 - $6.40

Q2 2017

Shares 20,595 Value ($000) $113,272 Avg Close $4.19 Range $3.52 - $6.09

Q1 2017

Shares 20,595 Value ($000) $80,320 Avg Close $4.78 Range $3.55 - $7.10

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	14,240	$45	$3.10	$2.15 - $3.90
Q1 2018	14,240	$34,888	$2.99	$2.05 - $5.76
Q3 2017	18,725	$103,923	$5.37	$4.45 - $6.40
Q2 2017	20,595	$113,272	$4.19	$3.52 - $6.09
Q1 2017	20,595	$80,320	$4.78	$3.55 - $7.10