AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 363,114 Value ($000) $66,319 Avg Close $139.61 Range $117.30 - $184.40

Q3 2025

Shares 368,434 Value ($000) $44,746 Avg Close $112.64 Range $96.09 - $130.00

Q2 2025

Shares 355,511 Value ($000) $37,112 Avg Close $105.89 Range $86.99 - $120.00

Q1 2025

Shares 295,671 Value ($000) $34,484 Avg Close $113.93 Range $79.19 - $139.13

Q4 2024

Shares 207,065 Value ($000) $17,520 Avg Close $91.96 Range $75.56 - $105.00

Q3 2024

Shares 3,393 Value ($000) $305 Avg Close $87.29 Range $72.21 - $97.00

Q2 2024

Shares 6,554 Value ($000) $528 Avg Close $74.04 Range $64.11 - $80.98

Q1 2024

Shares 9,773 Value ($000) $780 Avg Close $83.94 Range $68.59 - $98.40

Q4 2023

Shares 9,497 Value ($000) $756 Avg Close $66.86 Range $55.02 - $84.24

Q3 2023

Shares 9,377 Value ($000) $655 Avg Close $74.75 Range $67.52 - $83.30

Q2 2023

Shares 43,541 Value ($000) $3,129 Avg Close $73.77 Range $56.75 - $91.29

Q1 2023

Shares 9,720 Value ($000) $600 Avg Close $65.70 Range $53.71 - $77.70

Q4 2022

Shares 10,328 Value ($000) $797 Avg Close $59.77 Range $38.87 - $82.00

Q3 2022

Shares 8,634 Value ($000) $385 Avg Close $49.97 Range $35.16 - $71.98

Q2 2022

Shares 8,686 Value ($000) $333 Avg Close $31.63 Range $20.63 - $47.40

Q1 2022

Shares 5,088 Value ($000) $211 Avg Close $31.00 Range $21.85 - $41.95

Q3 2021

Shares 7,418 Value ($000) $244 Avg Close $38.97 Range $19.38 - $68.74

Q2 2021

Shares 13,064 Value ($000) $882 Avg Close $60.01 Range $50.05 - $74.10

Q1 2021

Shares 14,195 Value ($000) $804 Avg Close $70.34 Range $55.30 - $82.98

Q4 2020

Shares 14,717 Value ($000) $1,199 Avg Close $74.78 Range $65.00 - $87.24

Q3 2020

Shares 11,519 Value ($000) $820 Avg Close $77.92 Range $65.25 - $90.00

Q2 2020

Shares 12,046 Value ($000) $991 Avg Close $76.97 Range $49.12 - $109.53

Q1 2020

Shares 5,368 Value ($000) $316 Avg Close $81.48 Range $35.44 - $104.79

Q4 2019

Shares 7,525 Value ($000) $777 Avg Close $40.39 Range $13.64 - $109.94

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	363,114	$66,319	$139.61	$117.30 - $184.40
Q3 2025	368,434	$44,746	$112.64	$96.09 - $130.00
Q2 2025	355,511	$37,112	$105.89	$86.99 - $120.00
Q1 2025	295,671	$34,484	$113.93	$79.19 - $139.13
Q4 2024	207,065	$17,520	$91.96	$75.56 - $105.00
Q3 2024	3,393	$305	$87.29	$72.21 - $97.00
Q2 2024	6,554	$528	$74.04	$64.11 - $80.98
Q1 2024	9,773	$780	$83.94	$68.59 - $98.40
Q4 2023	9,497	$756	$66.86	$55.02 - $84.24
Q3 2023	9,377	$655	$74.75	$67.52 - $83.30
Q2 2023	43,541	$3,129	$73.77	$56.75 - $91.29
Q1 2023	9,720	$600	$65.70	$53.71 - $77.70
Q4 2022	10,328	$797	$59.77	$38.87 - $82.00
Q3 2022	8,634	$385	$49.97	$35.16 - $71.98
Q2 2022	8,686	$333	$31.63	$20.63 - $47.40
Q1 2022	5,088	$211	$31.00	$21.85 - $41.95
Q3 2021	7,418	$244	$38.97	$19.38 - $68.74
Q2 2021	13,064	$882	$60.01	$50.05 - $74.10
Q1 2021	14,195	$804	$70.34	$55.30 - $82.98
Q4 2020	14,717	$1,199	$74.78	$65.00 - $87.24
Q3 2020	11,519	$820	$77.92	$65.25 - $90.00
Q2 2020	12,046	$991	$76.97	$49.12 - $109.53
Q1 2020	5,368	$316	$81.48	$35.44 - $104.79
Q4 2019	7,525	$777	$40.39	$13.64 - $109.94