AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Iron Gate Global Advisors LLC's Holding History (CIK: 0001131181)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 250 Value ($000) $1 Avg Close $2.96 Range $2.30 - $3.55

Q2 2018

Shares 2,697 Value ($000) $9 Avg Close $3.10 Range $2.15 - $3.90

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	250	$1	$2.96	$2.30 - $3.55
Q2 2018	2,697	$9	$3.10	$2.15 - $3.90