AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 55,700 Value ($000) $217 Avg Close $4.78 Range $3.55 - $7.10

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	55,700	$217	$4.78	$3.55 - $7.10