AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 18,862 Value ($000) $3 Avg Close $139.61 Range $117.30 - $184.40

Q3 2025

Shares 2,281 Value ($000) $0 Avg Close $112.64 Range $96.09 - $130.00

Q1 2025

Shares 6,544 Value ($000) $1 Avg Close $113.93 Range $79.19 - $139.13

Q4 2023

Shares 9,279 Value ($000) $1 Avg Close $66.86 Range $55.02 - $84.24

Q3 2023

Shares 12,933 Value ($000) $1 Avg Close $74.75 Range $67.52 - $83.30

Q4 2019

Shares 40,503 Value ($000) $4,186 Avg Close $40.39 Range $13.64 - $109.94

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	18,862	$3	$139.61	$117.30 - $184.40
Q3 2025	2,281	$0	$112.64	$96.09 - $130.00
Q1 2025	6,544	$1	$113.93	$79.19 - $139.13
Q4 2023	9,279	$1	$66.86	$55.02 - $84.24
Q3 2023	12,933	$1	$74.75	$67.52 - $83.30
Q4 2019	40,503	$4,186	$40.39	$13.64 - $109.94