AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Spark Investment Management LLC's Holding History (CIK: 0001554871)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 40,900 Value ($000) $115 Avg Close $3.29 Range $1.94 - $4.35

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	40,900	$115	$3.29	$1.94 - $4.35