AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Winch Advisory Services, LLC's Holding History (CIK: 0001585822)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 300 Value ($000) $2 Avg Close $5.05 Range $4.40 - $6.45

Q2 2017

Shares 300 Value ($000) $2 Avg Close $4.19 Range $3.52 - $6.09

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	300	$2	$5.05	$4.40 - $6.45
Q2 2017	300	$2	$4.19	$3.52 - $6.09