AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 1,050 Value ($000) $21 Avg Close $25.70 Range $20.10 - $30.50

Q1 2019

Shares 4,500 Value ($000) $64 Avg Close $9.29 Range $2.52 - $16.80

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	1,050	$21	$25.70	$20.10 - $30.50
Q1 2019	4,500	$64	$9.29	$2.52 - $16.80