AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Penserra Capital Management LLC's Holding History (CIK: 0001593324)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 10,450 Value ($000) $2 Avg Close $139.61 Range $117.30 - $184.40

Q1 2025

Shares 19,112 Value ($000) $2 Avg Close $113.93 Range $79.19 - $139.13

Q3 2021

Shares 865 Value ($000) $28 Avg Close $38.97 Range $19.38 - $68.74

Q2 2021

Shares 855 Value ($000) $57 Avg Close $60.01 Range $50.05 - $74.10

Q1 2021

Shares 840 Value ($000) $47 Avg Close $70.34 Range $55.30 - $82.98

Q4 2020

Shares 855 Value ($000) $69 Avg Close $74.78 Range $65.00 - $87.24

Q3 2020

Shares 320 Value ($000) $22 Avg Close $77.92 Range $65.25 - $90.00

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	10,450	$2	$139.61	$117.30 - $184.40
Q1 2025	19,112	$2	$113.93	$79.19 - $139.13
Q3 2021	865	$28	$38.97	$19.38 - $68.74
Q2 2021	855	$57	$60.01	$50.05 - $74.10
Q1 2021	840	$47	$70.34	$55.30 - $82.98
Q4 2020	855	$69	$74.78	$65.00 - $87.24
Q3 2020	320	$22	$77.92	$65.25 - $90.00