AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Parkwood LLC's Holding History (CIK: 0001597823)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 7,532 Value ($000) $614 Avg Close $74.78 Range $65.00 - $87.24

Q3 2020

Shares 9,714 Value ($000) $1,103 Avg Close $77.92 Range $65.25 - $90.00

Q2 2020

Shares 12,460 Value ($000) $1,025 Avg Close $76.97 Range $49.12 - $109.53

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	7,532	$614	$74.78	$65.00 - $87.24
Q3 2020	9,714	$1,103	$77.92	$65.25 - $90.00
Q2 2020	12,460	$1,025	$76.97	$49.12 - $109.53