AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,430 Value ($000) $444 Avg Close $139.61 Range $117.30 - $184.40

Q3 2025

Shares 2,380 Value ($000) $289 Avg Close $112.64 Range $96.09 - $130.00

Q2 2025

Shares 2,330 Value ($000) $243 Avg Close $105.89 Range $86.99 - $120.00

Q1 2025

Shares 2,230 Value ($000) $260 Avg Close $113.93 Range $79.19 - $139.13

Q3 2024

Shares 2,230 Value ($000) $200 Avg Close $87.29 Range $72.21 - $97.00

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,430	$444	$139.61	$117.30 - $184.40
Q3 2025	2,380	$289	$112.64	$96.09 - $130.00
Q2 2025	2,330	$243	$105.89	$86.99 - $120.00
Q1 2025	2,230	$260	$113.93	$79.19 - $139.13
Q3 2024	2,230	$200	$87.29	$72.21 - $97.00